Page 1 of 2 ComeriCa Bank and ComeriCa Bank & TrusT, naTional assoCiaTion Whether acting as trustee, agent for an individual trustee, or custodian, Comerica offers a wide range of trust-related services including trust administration, closely-held business management, real . RBC Capital Markets, LLC is a wholly-owned indirect subsidiary of Royal Bank of Canada, which trades under the symbol RY . Our Partner & Custodian Bank. 1555 N. Rivercenter Drive Suite 302 Milwaukee 53212 800 . RBC serves as custodian for both brokerage and fee-based business, and is also able to custody many of our alternative investments. 0000050916. Successor Custodian Authorized Signature: D. IRECT . TODAY. R_UACT (04/11) . Contact Number 212-796-8452 . LLC, member NYSE/FINRA/SIPC. Transfer Agent : . 1 min read . Additionally, the broker-dealers we do advisory business with and/or our firm's preferred custodian-Schwab Institutional, may clear through RBC Capital Markets LLC, Pershing LLC, Legent Clearing, Inc. Wedbush Morgan Securities and Crews & Associates, Inc. Israeli citizens will be able to open accounts with Tamar Securities, LLC; which are . I understand that there currently is little or no market for the Security, and that RBC Capital Markets, LLC ("RBC CS") makes no representation or warranty regarding the present or any future value of such Security. a division of RBC Capital Markets, LLC (the "Clearing Firm" or "RBC). R. EGISTRATION . CoreCap Advisors welcomes Craig Rumler as new Chief Compliance Officer & Chief Operating Officer. Our firm has a contractual agreement with RBC Advisor Services (RBCAS), a division of RBC Capital Markets, LLC (RBC CM), to serve as our custodian and brokerage firm. SIPC protects customer assets of its member securities brokerage firms (the current limit of SIPC protection is $500,000, which includes a $250,000 limit for cash). RBC Global Asset Management, United States. RBC Correspondent Services, a division of RBC Capital Markets, LLC, Member NYSE/FINRA/SIPC. RBC Capital Markets, LLC, is one of the nation's largest full-service securities firm's. RBC Capital Markets, LLC, is a wholly owned subsidiary of, and separate legal entity from, Royal Bank of Canada. The account minimum size for Nest IA is $1000, which may be waived by the irm in its sole F . S. YSTEM (DRS) T. Marketer. The Bank of New York Mellon 240 Greenwich Street New York 10286 1-212-495-1784 Records related to its function as custodian. At RBC Wealth Management, our commitment to helping clients reach their financial goals is at the heart of everything we do. Displaying 1-14 of 14 results. We provide tailored access to leading brokerage and wealth management solutions across America by offering unprecedented world-class capabilities including capital markets access, credit and lending, turnkey . J.P. Morgan Securities LLC 383 Madison Avenue, 3rd Floor New York, New York 10179 Attn: Liability Management Group Toll Free: (866) 834-4666 Collect: (212) 834-3424 RBC Capital Markets, LLC Brookfield Place 200 Vesey Street, 8th Floor New York, New York . Page 1 of 3 RBC Correspondent Services, a division of RBC Capital Markets, LLC, Member NYSE/FINRA/SIPC. RBC CAPITAL MARKETS, LLC SEC# 31194 8-45411 Main Office Location Mailing Address Business Telephone Number Doing business as RBC CAPITAL MARKETS, LLC (612) 371-2811 Regulated by FINRA New York Office 3 WORLD FINANCIAL CENTER 200 VESEY ST. NEW YORK, NY 10281 250 NICOLLET MALL SUITE 1600 MINNEAPOLIS, MN 55401 Other Names of this Firm Name Where . External Public Records. RBC Correspondent Services (RBC CS) is a division of RBC Capital Markets, LLC, a wholly owned subsidiary of Royal Bank of Canada (RBC) (NYSE and TSX: RY).1 RBC employs more than 70,000 full-and part-time employees who serve more than 15 SFVPMC is a separate entity from Capital Research and Management Company (CRMC) which is the investment adviser for the American Funds . ptc cust beneficiary ira : 1: bruce breeland iii : 3: andrew breivogel : 1580: terrence j & teresa n brennan : 20660: terrence j brennan : 1682 10. Tel: +1 866 309 6255 (Toll Free in North America) RBC Financial Group and RBC Capital Markets are trademark brand names under which different legal entities affiliated with the Royal Bank of Canada provide different services. Email: 9595_support@rbc.com. RBC Capital Markets LLC ATTN: Helen Feinberg, Managing Director 100 2nd Avenue South, Suite 800 St. Petersburg, FL 33701 227 North Bronough Street, Suite 5000 Tallahassee, Florida 32301 850.488.4197 Fax: 850.488.9809 www.floridahousing.org July 23, 2020 Engagement for Single Family Senior Manager and Multifamily Investment Banker Responsibilities of RBC Correspondent Services, a division of RBC Capital Markets . RBC Global Asset Management, Canada. Please fax a copy to 866-947-2084 or email alternativeops@rbc.com. 475 Park Ave South 29th Floor NY 10016. A Holder may also contact such Holder's Custodian for assistance concerning the Offer. Fund Details; Director: ACP Venture Capital Management Fund LLC: Custodian: RBC Capital Markets LLC: Auditor: Marketer: American Capital Partners LLC: Broker Minimum Investment: $200000. 2020. - Email. . Joining: Stifel . Q1 2022. We have chosen RBC Capital Markets, LLC. To the prior Trustee/Custodian: RBC Capital Markets, LLC agrees to serve as the successor Custodian for the account of the above-named client, and as Custodian, we agree to accept the transfer of assets to this account. In the United States, RBC Wealth Management operates as a division of RBC Capital Markets, LLC. RBC CAPITAL MARKETS, LLC. Mr. RBC.com Banking Capital Markets City National Bank Global Asset Management Insurance Wealth Management . Please contact the Investor Services Online Service desk directly: For clients serviced by the Luxembourg Service desk: Tel: +352 2605 9595. R. EGISTRATION . The Bank of New York Mellon 240 Greenwich Street New York 10286 1-212-495-1784 Records related to its function as custodian. Minimum Investment: $100000. unless such securities are registered in the name of RBC CS as custodian. I appoint RBC Capital Markets, LLC as Custodian in accordance with the terms and conditions of this Roth Individual Retirement Custodial Agreement and consent to the Custodian's fees in the fee schedule. FINANCIAL ADVISOR. Client Fee Listing as of April 1, 2020 Below is a list of fees that may be charged to your account(s) with Corinthian Partners, LLC that are custodied at RBC Correspondent Services, a division of RBC Capital Markets, LLC (RBC CS). S. YSTEM (DRS) T. RBC Advisor Services specializes in custody and clearing services to RIAs who serve the high-net-worth marketplace. as the custodian of our clients assets. You'll receive career-advancing training, flexible benefits and a wealth of opportunitiesin an environment that values diversity, inclusion and community . Appointed by the Trustee. Page 1 of 2 What is RBC CoRResPondent seRviCes? U.S. Bank. RBC Global Asset Management, International. Client Fee Listing Below is a list of fees that may be charged to your account with Investment Planners, Inc. that is custodied at RBC Correspondent Services, a division of RBC Capital Markets, LLC (RBC CS). LLC, member NYSE/FINRA/SIPC. RBC Global Asset Management, United States. This company provides Custodian service to the following firms: Lighthouse Investment Partners LLC Tachyon Partners LLC Ellington Global Asset Management LLC Stone Point Capital LLC TSW II Capital Advisors LLC Silver Lake Technology Management LLC Garrison Point Funds LLC Q1 2022. RBC Investor & Treasury Services ("RBC I&TS") has been selected by Tradex Management Inc. ("Tradex") to provide a full suite of back office investor services, including custody, fund accounting, securities lending and transfer agency. HedgeX is a custody-based platform offered by the Royal Bank of Canada's Alternative Assets Group ("AAG") that provides hedge fund investors the ability to use their assets as collateral for liquidity facilities, leverage and hedging instruments. RBC Capital Markets, LLC, Oppenheimer & Co. Inc. and Stifel, Nicolaus & Co., Inc. (3) There will be no brokerage charges with respect to Common Shares issued directly by the Fund under the dividend reinvestment plan. Geneva Advisors Global Equity Income Fund, Ldc Charts and Graphs. He is also a member of RBC Wealth Management's - U.S. Operating Committee and RBC Capital Markets, LLC Board of Directors. Page 1 of 3 RBC Correspondent Services, a division of RBC Capital Markets, LLC, Member NYSE/FINRA/SIPC. GLOBAL CUSTODIAN IS OPTIMIZED FOR. Client Login. The custodian receives and holds silver that is deposited for the account of the trust, and release the silver only when instructed in writing by the Trustee. HEDGEX is a platform offered by Royal Bank of Canada. Effective June 30, 2020 . Founded in 1909, RBC Wealth Management is a member of the New York Stock Exchange, the Financial . The offering is being made only by means of the applicable prospectus supplement and accompanying prospectus. RBC Correspondent Services, a division of RBC Capital Markets, LLC, Member NYSE/FINRA/SIPC. Rank: 18656 out of 30967 registered private funds. RBC Capital Markets LLC, Bain Capital Distributors LLC, Alpine Capital Advisors Spa, Cepres Capital Solutions GmbH. The Investment must be titled as "RBC Capital Markets, LLC as custodian FBO <Client's name>, 41-1416330, 60 South 6th Street, Minneapolis, Minnesota 55402", or in my name and/or tax ID number, as deemed appropriate for non-retirement accounts in sole descretion of RBC CM, and I authorize and direct RBC CM and the Issuer to register the . The Bank of New York Mellon Trust Company National Association. Client Fee Listing as of April 1, 2020 Below is a list of fees that may be charged to your account(s) with Regal Securities, Inc that are custodied at RBC Correspondent Services, a division of RBC Capital Markets, LLC (RBC CS). Director. cantor fitzgerald & co./debt capital markets : 7311 cds clearing and depository services inc. 4800 the bank of nova scotia/bns prime gloss/cds : 4700 bmo nesbitt burns inc./bmo nb equity finance bmo uk branch/cds : 4706 royal bank of canada-royal trust/cds** 4707 Rank: 11151 out of 30967 registered private funds. This agreement states the responsibilities of each party. (844) 917-2266. michael.belkin@rbc.com. "Custodian"). You will pay brokerage charges in . I acknowledge receipt of a copy of the plan document under which this Roth . RBC Advisor Services SIPC coverage provided through our qualified custodian, RBC Advisor Services, a division of RBC Capital Markets, LLC. CarlinAccel is mostly used to trade equities and has modules for . show more show less. Custodian Tax ID #41-1416330. RBC Capital Markets, LLC. Phone. toll free (888) 467-3636. direct (973) 805-6222. fax (973) 805-6232. info@jeffreymatthews.com. Pooled Fund Survey. They help us provide clients with wealth management and private banking services including complex investment vehicles. To be included in the Adviser Center, please contact the InvestmentNews Data team at IN-data@investmentnews.com. Eden Lopez Leslie Schwartz Paula Steinberg. Nest Investments BD LLC . Box 1510 . Custodian. 1 min read . When you open a brokerage account with Garden State Securities, your funds and securities are held and safeguarded by RBC Capital Markets, LLC. Vice President +1 416 842 6440. vesna.dragic@rbccm.com. RBC Capital Markets, LLC, is a member of the NYSE, AMEX, CHX, CBOE and PSE and has execution capabilities on all principal exchanges. You will benefit from training and support throughout our relationship to help you achieve your business goals and serve your clients. 0001193125-19-272497.txt : 20191023 0001193125-19-272497.hdr.sgml : 20191023 20191023152417 ACCESSION NUMBER: 0001193125-19-272497 CONFORMED SUBMISSION TYPE: N-2/A PUBLIC DOCUMENT HealthEquity is the custodian of . Asia; Canada; Europe; United Kingdom; United States; Global; Franais; . Our Partner & Custodian Bank. RBC Financial Markets Monthly. Custodian Tax ID #41-1416330. Successor Custodian Authorized Signature: D. IRECT . I appoint RBC Capital Markets, LLC as Custodian in accordance with the terms and conditions of this Individual Retirement Custodial Agreement and consent to the Custodian's fees in its fee schedule. daiwa capital markets america inc. 0647 daiwa capital markets america inc./dasac 7561 davenport & company llc 0715 dealerweb inc. 8445 deposito central de valores s.a., deposito de valores 2735 deposito central de valores s.a., deposito de valores/bve 4180 deseret trust company 0958 deseret trust company - d 2118 deseret trust company - i 2497 . RBC Capital Markets' recent acquisition of Carlin Financial Group gives the mid-tier institutional brokerage direct market access technology, putting it on a par with its larger rivals. RBC Capital Markets, LLC (RBC CM), is a wholly owned subsidiary of Royal Bank of Canada (RBC) (NYSE and TSX: RY).i Operating since 1869 . Custodian(s): Rbc Capital Markets, LLC. Custodian(s): Rbc Capital Markets, LLC. Tradex, a purely investor-owned fund manager based in Ottawa, has exclusively supported the investment . 1 min read . DFPG has a clearing relationship with RBC Correspondent Services, a division of RBC Capital Markets, LLC, Member NYSE and subsidiary of Royal Bank of Canada. Leaving: JPMorgan Chase & Co. Ernie Coffindaffer Nancy Dotson Tom Fox. Headquarters Address [en] 200 Vesey Street. Securities traded through Liberty Partners Financial Services, LLC; Office of Supervisory Jurisdiction (OSJ), 1665 Palm Beach Lakes Blvd, Suite 100, West Palm Beach . R_UACT (10/12) . capital of RBC CM would be available to satisfy any customer claims. SEC. When the Minneapolis-based U.S. unit of the Toronto company did enter into RIA custody arena in 2010, RBC Advisor Services, a division of RBC Capital Markets LLC, seemed to possess the necessary qualities to become the perfect niche custodian for advisors looking to serve ultrahigh-net-worth clients with its investment banking capabilities . . RBC Investor & Treasury Services ("RBC I&TS") has been selected by Tradex Management Inc. ("Tradex") to provide a full suite of back office investor services, including custody, fund accounting, securities lending and transfer agency. Canadian Pension Returns. Tradex, a purely investor-owned fund manager based in Ottawa, has exclusively supported the investment . Joining: RBC Capital Markets, LLC. Royal Bank of Canada. Media Contact. Bain Capital Distressed and Special Situations 2019 Investors LLC. We view the safety and security of the assets in your accounts as a priority equal in The custodian may use sub-custodians. In addition, RBC Capital Markets, LLC processes your transactions and is the account custodian. RBC Capital Markets, LLC as Custodian for the above-named client. Michael Belkin specializes in working with mid-sized to large, national accounts in the eastern half of the U.S. Michael has decades of experience in developing excellent relationships with retail, institutional and insurance-related broker-dealers and registered investment advisors. The system known as CarlinAccel is used by Carlin's predominantly hedge fund clients to trade about 35 million shares per day, Carlin execs say. Form CRS - Customer Relationship Summary . As part of our team, you'll earn more than financial rewards. RBC Clearing & Custody is a division of RBC Capital Markets, LLC, member NYSE/FINRA/SIPC, a wholly owned subsidiary of Royal Bank of Canada (RBC), one of the world's largest and strongest banks. The client account agreement details the responsibilities that our firm (the investment advisor) and RBC CM (the broker . The most significant corporations, institutional investors, asset managers, private equity firms, and governments around the globe recognize RBC Capital Markets as an innovative, trusted partner with an in-depth expertise in capital markets, banking, and finance. Professional Trustee services are offered to RBC Wealth Management clients by RBC Trust Company(Delaware) Limited (RBC Trust) and Comerica Bank & Trust, N.A., either or both of which may serve as trustee. Insights. Mobile, AL I Greenwich, CT I Northville, MI I St. Petersburg, FL I Hazlet . RBC Capital Markets, LLC P.O. Rank: 21618 out of 30967 registered private funds. Head Office. State Street Bank and Trust Company will serve as the Fund's custodian. RBC Capital Markets, LLC as Custodian for the above-named client. Corporate Headquarters: 30B Vreeland Road, Suite 210, Florham Park, NJ 07932. To the prior Trustee/Custodian: RBC Capital Markets, LLC agrees to serve as the successor Custodian for the account of the above-named client, and as Custodian, we agree to accept the transfer of assets to this account. Additionally, DFPG also works with TD Ameritrade . It is registered as a broker-dealer with the Securities and Exchange Commission (the "SEC") and is . CoreCap Advisors welcomes Jason Steeno as new President. BofA Securities Inc., and RBC Capital Markets LLC Corporate services provider (Ireland) Waystone Corporate Services (IE) Ltd. Corporate Services provider(U.S.) Co Issuer Corporate Staffing LLC *In certain instances, the issuer may enter into spot currency exchange transactions with the custodian instead of the series counterparty, potentially . RBC Clearing & Custody, is a division of RBC Capital Markets, LLC, member NYSE/FINRA/SIPC. RBC Global Asset Management, International. i Operating since 1869, Royal Bank of Canada has more than $770 billion in assets and . Royal Bank of Canada does not guarantee any debts or . . When you open a brokerage account with Columbus, your funds and securities are held and safeguarded by RBC Capital Markets, LLC. RBC Capital Markets, LLC, is one of the nation's largest full-service securities firms. 0000895502. Scotia Capital (USA) Inc. RBC Advisor Services. RBC Capital Markets, LLC (RBC CM), provides the protection you need. Total AUM: $90.1 million. RBC Capital Markets, LLC 200 Vesey Street, 14th Floor New York, NY 10281-8098, USA Phone: + 1 (212) 858 6001 Fax: + 1 (212) 437 1994 . PriceWaterhouseCoopers LLP. Administrator(s): North Star Hedge Fund Llp Charts and Graphs. Authorized . 1555 N. Rivercenter Drive Suite 302 Milwaukee 53212 800 . RBC Capital Markets, LLC, is one of the nation's largest full-service securities firms. RBC Capital Markets, LLC (RBC CM), is a wholly owned subsidiary of Royal Bank of Canada (RBC) (NYSE and TSX: RY). Broker-Dealer(s): Rbc Capital Markets, LLC. RBC Capital Markets, LLC 200 Vesey Street, 14th Floor New York, NY 10281-8098, USA Phone: + 1 (212) 858 6001 Fax: + 1 (212) 437 1994 . . Municipal Bond Disclosures Member: FINRA SIPC NJBIA Registrant: MSRB. You are receiving this notification because our records indicate a client is holding this investment in the name of RBC Capital Markets, LLC as custodian. The service presents an unparalleled level of convenience and flexibility in managing . All information contained in this report is subject to the most recent issued policies and procedures of the custodian and to the quality, timeliness, and completeness of the transaction and data information . Find a custodian. In today's rapidly changing nancial markets, you want to entrust your investments to a strong partner. . I acknowledge receipt of a copy of the plan document under which this Individual . RBC Global Asset Management, Canada. RBC Correspondent Services, a division of RBC Capital Markets, LLC, Member NYSE/FINRA/SIPC. Insights. RBC Capital Markets, LLC, is a member of NYSE/SIPC/FINRA. The fees are subject to change upon notice to the Account Owner. Advisers on the Move. Administrator(s): Cayman National Bank. If you should have any questions regarding this request, please contact Alternative Investment Operations at 612-607-8550. RBC Capital Markets, LLC: Authorized Participant: Can create or redeem shares. Mr. Thorne is responsible for the growth and delivery of products, services and advice to retain and attract independent broker dealers and registered investment advisory firms. For clients serviced by the North American Service Desk: Tel: +1 416 955 3941 or +44 20 7653 4451. . Please be advised that the new account name will read RBC Capital Markets, LLC as Custodian for the above-named client. A division of RBC Capital Markets, LLC, Member NYSE/FINRA/SIPC. Goldman Sachs & Co. LLC, J.P. Morgan Securities LLC, Citigroup Global Markets Inc., SunTrust Robinson Humphrey, Inc. and RBC Capital Markets, LLC are acting as book-running managers for the offering. Custody services and credit facilities are provided by Royal Bank of Canada, operating through its New York branch . RBC Capital Markets, LLC, Member NYSE/FINRA/SEC, through its RBC Correspondent Services division, provides trade clearance and settlement services for our clients. Securities traded through Liberty Partners Financial Services, LLC; Office of Supervisory Jurisdiction (OSJ), 1665 Palm Beach Lakes Blvd, Suite 100, West Palm Beach . A division of RBC Capital Markets, LLC, Member NYSE/FINRA/SIPC. Nest Investments LLC . The fees are subject to change upon notice to the Account Owner. U.S. Bank, N.A. Total AUM: $10.4 million. While the collateral is held by the custodian, collateral is marked daily with maintenance requirements to "top up" assets ifthe market value . New York US-NY US 10281. All information contained in this report is subject to the most recent issued policies and procedures of the custodian and to the quality, timeliness, and completeness of the transaction and data information . RBC Clearing & Custody is a division of RBC Capital Markets, LLC, member NYSE/FINRA/SIPC. Fund Details. RBC Clearing & Custody provides a diverse base of solutions for our clients. Nicole Garrison, 612-371-2999, nicole.garrison@rbc.com RBC Correspondent Services, a division of RBC Capital Markets, LLC, Member NYSE/FINRA/SIPC. When the Minneapolis-based U.S. unit of the Toronto company did enter into RIA custody arena in 2010, RBC Advisor Services, a division of RBC Capital Markets LLC, seemed to possess the necessary qualities to become the perfect niche custodian for advisors looking to serve ultrahigh-net-worth clients with its investment banking capabilities . Auditor. For information about a featured company listing, please contact us. n A copy of the trust instrument is provided to the IRA custodian upon demand.RBC Wealth Management is a division of RBC Capital Markets, LLC. 2 RBC Capital Markets RBC's Money Market Relationship Contacts Mark Hernandez, Financial Institution Money Markets Origination & Investor Marketing t: (212) 858-7394, e: Mark.Hernandez@rbccm.com . Davis Securities LLC. RBC Capital Markets. For more information, please visit www.rbcclearingandcustody.com. SEC. Vesna Dragic. TD Ameritrade Institutional: U.S. Bank: E*TRADE Advisor Services: Trade-PMR Inc. National Financial Services Fidelity Clearing: view more. Royal Bank of Canada. Your Region. Please be advised that the new account name will read RBC Capital Markets, LLC as Custodian for the above-named client. U.S. Bank, N.A. Client Fee Listing as of April 1, 2019 Below is a list of fees that may be charged to your account with Benchmark Investments, Inc. that is custodied at RBC Correspondent Services, a division of RBC Capital Markets, LLC (RBC CS). CoreCap Investments, LLC, is a dynamic, independent, full-service brokerage firm.